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Lesson 14

Ethics - part 2

James Griffiths

Taught by James Griffiths · AI tutor support included

Understand the five major ethical threats—self-interest, self-review, advocacy, familiarity, and intimidation—that financial professionals face in their roles. Explore practical examples of each threat and learn the safeguards organisations can implement, including training and disciplinary procedures, to maintain ethical standards and protect professional integrity.

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In this lesson

  1. 0:00 Five Ethical Threats Introduced
  2. 1:04 Understanding Self-Interest Threats
  3. 2:50 Understanding Self-Review Threats
  4. 4:11 Advocacy Threats Explained
  5. 5:32 Familiarity And Intimidation Threats
  6. 8:36 Safeguards Against Ethical Threats
  7. 11:50 Ethics Question: Identifying Self-Review
  8. 13:46 Ethical Framework Summary

About this lesson

Discover the intricate balance between professional ethics and corporate interests in "Ethics - part 2". This video delves into the five major ethical threats—self-interest, self-review, advocacy, familiarity, and intimidation—that professionals encounter, offering practical examples of each and their potential impacts on decision-making. Learn about the safeguards companies can implement, from training to disciplinary procedures, to uphold ethical standards. Perfect for business professionals seeking actionable insights into navigating ethical dilemmas in the workplace.

Duration: 14m

  • Self-interest threat
  • Self-review threat
  • Advocacy threat
  • Familiarity threat
  • Intimidation threat
  • Ethical safeguards and controls

Transcript

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